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Excitonic properties
Universal scaling of excitonic binding energy
Room-temperature exciton binding by remote dielectric confinement
Optical anisotropy

Excitonic properties

During the last decade the optical properties of quasi one-dimensional structures, the so-called quantum wires (QWRs), have become a topic of increasing interest. The initial motivation was related to the one-dimensional (1D) singularity in the single-particle density-of-states (DOS), that was expected to induce sharp peaks in the optical spectra, thereby leading to structures with improved optical efficiency as compared to their two-dimensional (2D) and three-dimensional (3D) counterparts. Coulomb correlations strongly modify this simple picture. This was first pointed out by Ogawa and Takagahara [1], using a idealized 1D model. We have implemented a fully 3D approach based on the density-matrix formalism, which results in a set of generalized (multisubband) semiconductor Bloch equations (SBE), which is able to treat both low-density (excitonic) and high-density (gain) regimes on the same footing, while retaining the full complexity of state-of-the-art samples. For example, it has been used to describe structures obtained by epitaxial growth on non-planar substrates (V-shaped wires) [2] or by cleaved-edge quantum well overgrowth (T-shaped wires) [3], where the lateral extension of the ground single-particle states is still significant, the excited states gradually approach a 2D-like behaviour, and the subband separation is relatively small, so that the coupling between different subbands may be important.

The figure shows the calculated absorption for a V-grooved QWR. Dashed line correspond to single-particle calculations, while full lines show the results including electron-hole correlations. Our calculations have shown that

  1. The correlated absorption spectra of realistic wires do show a strong quenching of the 1D single-particle singularity, in agreement with Ref. 1; this effect does not depend on details of the wire cross section. The Sommerfeld factor, which is greater than unity in the bulk and in quantum wells (the so-called Coulomb enhancement), is instead smaller than unity in QWRs (Coulomb suppression), thus reducing the influence of dimensionality on the optical spectra.
  2. The Coulomb-induced suppression of the 1D singularity is found to hold not only in the linear regime but also at higher carrier densities, and to persist in the gain regime. The above results have had implications for perspective devices, since the initial motivations -based on single-particle models - are now recognized to be far too simplified.

Relevant publications

- F. Rossi and E. Molinari, Coulomb-Induced Suppression of Band-Edge Singularities in the Optical Spectra of Realistic Quantum-Wire Structures Phys. Rev. Lett. 76, 3642 (1996).
- F. Rossi and E. Molinari, Linear and nonlinear optical properties of realistic quantum-wire structures: The dominant role of Coulomb correlation Phys. Rev. B 53, 16462 (1996) .

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Universal scaling of excitonic binding energy

Given the Coulomb-induced suppression of the band-edge singularity, the most relevantfeatures arising from electron-hole correlation are bound (below band-gap)excitonic states, which, forrelatively low carrier densities, are found to dominate the opticalresponse of the system. Therefore one of the most important goals has become the achievement of a large exciton binding energy Eb, as comparedto the thermal energy kTroom: this is indeeda prerequisite for exploitingexcitonic nonlinearities in optical devices that can operateefficiently at room temperature. In principle, enhancing Eb in QWRs is an easy task: in quasi-1D(q1D) structures, in fact, Eb can be made arbitrarily large provided that one is able to squeeze the electronand hole wavefunctions to a sufficient extent, thereby increasing theCoulomb energy. Note that this is at difference with 2D systems forwhich, even in the ideal case of perfect 2D confinement, the bindingenergy of the ground-state exciton is limited to four times the3D effective Rydberg. In practice, for the materials ofchoice for technological application - GaAs/AlAs - this strategyis of difficult implementation. While in quantum wells (QWs)Ebhas been indeedobserved to approach the theoretical limit when the well thickness isprogressively reduced, in QWRs reportedvalues of Eb areonly slightly larger than in QWs, and still well below kTroom. In fact, the strong confinement regime which is necessary toenhance the relatively low value of Eb in bulk GaAs (» 4 meV) is still hard to obtain with the relatively shallow confinementspermitted by present GaAs/AlAs based structures. Despite the largeexperimental efforts, this limitation makesorder-kTroom exciton binding energy a difficult goal. It should be noted that for agiven confinement length, (i.e., electron-hole Coulomb interactionenergy) Eb is determined by the Coulomb-to-kinetic energy ratio,whose value is fixed to -2 in purely 2D and 3D Coulombic systems;since this ratio is ill-defined in purely 1D Coulombic systems(both kinetic and Coulomb energies diverge) and, moreover,the virial theorem does not hold in the presence of a confiningpotential, it might be hoped that a moreconvenient (i.e., smaller) ratio could be obtained in properlydesigned structures.

In this spirit, we have performed detailed investigations of excitonic confinement for awide class of state-of-the art GaAs/AlGaAs QWRs, with the aimto investigate whether, in addition to the squeezing of the wavefunction (which, as we have discussed, is somewhat limited by thechoice of the materials), geometrical tailoring of the structure couldbe used to enhance the binding energy. Our results, summarized in the figure, show that, ingeneral, q1D systems (points labelled V1-V2-T1-T2 for several QWR geometries) are indeed advantageous with respect to2D ones (labelled QW), since smaller Coulomb-to-kinetic energy ratios are possible inthe former system in the strong confinement limit.However, such deviations scale in a universal manner withrespect to the wire cross-section. Consistently, for all GaAs-basedQWRs structures considered Eb is found to be very similarand always smaller than kTroom.

Relevant publications

- F. Rossi, G. Goldoni, and E. Molinari, Shape-Independent Scaling of Excitonic Confinement in Realistic Quantum Wires, Phys. Rev. Lett. 78, 3527 (1997) .

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Room-temperature exciton binding by remote dielectric confinement

Motivated by these results, we have recently proposed an alternativeapproach to enhance Eb, which combines theeffects of quantum confinement discussed so far, with those of dielectric confinement, i.e., confinement effects induced bydielectric mismatch. As first pointed out by Keldysh [4], theelectron-hole Coulomb attraction can be greatly enhanced in layeredstructures with strong dielectric mismatch, due to the polarizationcharge induced at the interfaces. For conventional semiconductor nanostructures such as GaAs/AlGaAs- or GaAs/InGaAs-based samplesthis is a minor effect due to the small dielectric mismatchbetween the constituents. On the other hand, interfacesbetween III-V semiconductors and materials with very differentdielectric constants, such as oxides, are usually very far from theexcellent optical quality of the conventional ones. The proposedapproach is based on the idea that quantum and dielectricconfinement can be spatially separated, since they are effective overdifferent length scales. As shown in the figure, this may be obtained, for example, by adding to aconventional GaAs/AlAs QWR “remote” insulating layers whichinduce strong dielectric confinement, through the strong polarization charge at the dielectrically mismatched semiconductor/oxide interface (shown in color), without degrading the goodoptical properties ensuing from quantum confinement, hence the term remote dielectric confinement (RDC). The question arises, of course, about the best distance of the oxide layers, such that the interface effects are small, but the Coulomb enhancement is still sufficiently strong to give rise to room-temperature exciton binding.

When dielectrically modulated structures are investigated, theelectron-hole interaction is no longer the bare Coulomb interaction;instead, it must be explicitly calculated, for a given structure, asthe Green's function of the Laplace operator with a spatially dependentdielectric constant. Accordingly, we have generalized our multisubbandSBE approach in order to include such renormalizedelectron-hole interaction as well as self-energy effects. We have shown that RDC applied to state-of-the-artGaAs/AlAs-based QWRs, such as the one shown in figure, may allow room-temperature exciton binding, as shown in the bottom panel, where Eb is seen to exceed kTroom at distances as large as 6 nm, where interface effects are certainly negligible.

On a very general ground, RDC can be seen as a practical method toenhance the electron-electron and electron-hole interaction within thewire, without disturbing the quantum confined single particle states(apart from the small self-energy effects). One is therefore tailoring the Coulomb interaction,similar to what is done -although in the opposite direction- by use of screening from free-carriers.

Relevant publications

- G. Goldoni, F. Rossi, and E. Molinari, Strong Exciton Binding in Quantum Structures through Remote Dielectric Confinement Phys. Rev. Lett. 80, 4995 (1998)
- F. Rossi, G. Goldoni, O. Mauritz, E. Molinari, Theory of excitonic confinement in semiconductor quantum wires, J. Physics: Cond. Matt. 11, 5969--5988 (1999)

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Optical anisotropy

The optical spectroscopy of QWRs is more complex than for QWs of similar lateral dimension, since in QWRs linewidths can be comparable to intersubband splittings. On the other hand, a remarkable peculiarity of QWRs with respect to QWs is that the optical activity is strongly anisotropic when light is linearly polarized, with the electric field directed parallel or perpendicular to the wire axis. This has long been recognized to be a band structure effect due to the quasi-1D character of electronic state, combined with heavy- and light-hole (HH and LH) mixing[5]. The anisotropic absorption is therefore used as a simple tool to reveal the 1D character of electronic states in nanostructured materials.

In principle, the optical anisotropy can also be exploited to single out detailed information on the electronic states, since it is very sensitive to specific details of the band structure. In practice, this approach has been limited by the lack of realistic calculations for complex geometries, as the popular V-shaped and T-shaped QWRs. Indeed, common theoretical methods, even within semi-empirical schemes as the tight-binding or the envelope function approach, require a large scale computational effort. In order to keep calculations tractable, often the optical properties of QWRs have been investigated theoretically only for rather idealized structures yielding results that cannot be directly compared with experimental spectra.

The figure shows (top: experiment; bottom: theoretical calculation) that a combined theoretical-experimental study of V-QWRs using accurate band structure calculations for realistic structures provide quantitative predictions of the anisotropy of photoluminescence excitation (PLE) spectra (the thick continuous line). In particular, not only the average amount of anisotropy is reproduced in this sample, but also the strong dip which leads to zero anisotropy at a specific energy, which corresponds to the position of the LH transition, where the rather broad PLE spectra show no particular feature, instead. Therefore, detailed information on the valence band states can be singled out of the PLE anisotropy, despite the dominant role of the light conduction electrons in the optical spectra. Such calculations were based on a recently devised method which provides the band structure for QWRs of arbitrary geometry at a relatively small computational cost. The accuracy and the short computer times make such calculations a practical characterization tool in conjunction with experimental results, as well as a predictive tool for new devices.

Relevant publications

- G. Goldoni, F. Rossi, E. Molinari, A. Fasolino, R. Rinaldi, R. Cingolani, Valence bandspectroscopy in V-grooved quantum wires, Appl. Phys. Lett. 69, 2965-2967 (1996).
- G. Goldoni, F. Rossi, E. Molinari, A. Fasolino, Band structure and optical anisotropy in V-shaped and T-shaped semiconductor quantum wires, Phys. Rev. B 55, 7110--7123 (1997).

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[1] T. Ogawa and T. Takagahara, Phys. Rev. B 43, 14325 (1991); ibid. 44, 8138 (1991).
[2] For reviews see H. Sakaki et al., in Proceedings of the Fifth International Meeting on Optics of Excitons in Confined Systems, phys. stat. sol. (a) 164, 241 (1997); G. Goldoni, F. Rossi, and E. Molinari, ibid. 164, 265 (1997).
[3] L. Pfeiffer et al., Appl. Phys. Lett. 56, 967 (1990); W. Wegscheider et al., Appl. Phys. Lett. 65, 2510 (1994).
[4] L. V. Keldysh, Pis'ma Zh. Eksp. Teor. Fiz. 29, 716 (1979) [JETP Lett. 29, 658 (1979)].
[5] P.C. Sercel and K.J. Vahala, App. Phys. Lett. 57, 545 (1990).

 

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